Cities on waterfront have a inevitable feat with implication of Climate Change.. Early settlers aren’t blamed, but the late ones are.. Gradual reinstatement is fairly manageable, yet never starts on time..!!
I think a DNA of Urban Risk Taking..!
Similarly, our mysterious humane tendency to build in bottom of valleys; without sufficient contingencies or management of floods.. Only Yemenis has unique topographies and solutions.. which had never failed them..
Yemenis, specially in the Capital Sanaa.. had respected the topography and allowed the tracks of the floods at bottom of the valleys to stay unblocked.. This technique is ancient, therefore, hardly to hear about catastrophes of flooding over there.. Buildings had never been built at the bottom of the valleys..
UNESCO’s World Heritage Convention
Outstanding Universal Value
Situated in a mountain valley at an altitude of 2,200 m, the Old City of Sana’a is defined by an extraordinary density of rammed earth and burnt brick towers rising several stories above stone-built ground floors, strikingly decorated with geometric patterns of fired bricks and white gypsum. The ochre of the buildings blends into the bistre-colored earth of the nearby mountains. Within the city, minarets pierce the skyline and spacious green bustans (gardens) are scattered between the densely packed houses, mosques, bath buildings and caravanserais.
Inhabited for more than 2,500 years, the city was given official status in the second century BC when it was an outpost of the Yemenite kingdoms. By the first century AD it emerged as a centre of the inland trade route. The site of the cathedral and the martyrium constructed during the period of Abyssinian domination (525-75) bear witness to Christian influence whose apogee coincided with the reign of Justinian. The remains of the pre-Islamic period were largely destroyed as a result of profound changes in the city from the 7th century onwards when Sana’a became a major centre for the spread of the Islamic faith as demonstrated by the archaeological remains within the Great Mosque, said to have been constructed while the Prophet was still living. Successive reconstructions of Sana’a under Ottoman domination beginning in the 16th century respected the organization of space characteristic of the early centuries of Islam while changing the appearance of the city and expanding it with a second city to the west. The houses in the old city are of relatively recent construction and have a traditional structure.
As an outstanding example of a homogeneous architectural ensemble reflecting the spatial characteristics of the early years of Islam, the city in its landscape has an extraordinary artistic and pictorial quality. Its many-storied buildings represent an outstanding response to defensive needs in providing spacious living quarters for the maximum number of residents within defensible city walls. The buildings demonstrate exceptional craftsmanship in the use of local materials and techniques. The houses and public buildings of Sana’a, which have become vulnerable as a result of contemporary social changes, are an outstanding example of a traditional, Islamic human settlement.
Described by historians, geographers and scholars of the early Islamic and medieval eras, Sana’a is associated with the civilizations of the Bible and the Koran.
Criterion (iv):Within its partially preserved wall, it offers an outstanding example of a homogeneous architectural ensemble, which design and detail translate an organization of space characteristic of the early centuries of Islam which has been respected over time.
Criterion (v): The houses of Sana’a, which have become vulnerable as a result of contemporary social changes, are an outstanding example of an extraordinary masterpiece, traditional human settlement.
Criterion (vi): Sana’a is directly and tangibly associated with the history of the spread of Islam in the early years of the Hegira. The Great mosque of Sana’a, built in year 6 of Hegira, is known as the first mosque built outside Mecca and Medina.The Old City of Sana’a has contributed to and played a major role in Yemeni, Arab and Islamic World history through the contributions of historical Yemeni figures including Al Hassan B. Ahmed Al Hamdany, Ahamed Al Razy and Al Shawkany.
A significant proportion of all the attributes that express the Outstanding Universal Value are within the property. However, in certain quarters of the city, acceleration of new development is eroding its character. The visual integrity of the property is threatened by an increase in new modern hotels and telecommunication towers in the surrounding landscape.
The disappearance of the traditional juridical system or the application of new and supplementary ones, the accelerated social and economical changes, the rapid urban development within and around the city and the disappearance of open space as the bustans are gradually built over, are creating various unbearable pressures on the city and its inhabitants.
The attributes that carry Outstanding Universal Value are the overall design of the city and its buildings with their decorated façades, traditional building materials, and the open spaces (bustans, maqashe and sarah’at ) considered as part of the city’s urban environment, together with the visual appearance of the city surrounded by mountains. The authenticity of these attributes is vulnerable to incorrect conservation practices and development. Associated intangible values relating to traditional socio-economic activities, including the very high percentage of home ownership, continue to be demonstrated.
Protection and management requirements (2011)
The protection of the Old City of Sana’a is ensured by the Antiquities Law of 1997 as well as the Building Law of 2002. Protection will be improved when the Historical Cities Preservation Law comes into force. The preparation of a Conservation Plan, and of an exhaustive inventory of buildings of the city and its surroundings have been completed. The General Organization for the Preservation of the Historic Cities of Yemen (GOPHCY) aims to develop the Conservation Plan in the next few years. It is also proposed to establish a Conservation Unit to involve all stakeholders, who will be encouraged to participate in the preparation of the city Management Plan process. GOPHCY, established in 1990, is an independent body set up to create an appropriate strategy for sustainable development. After the new Law enters into force, it will become the overall authority for management of the World Heritage property.
In its decision concerning inscription, the World Heritage Committee “recommended that an adequate buffer zone should be established around the old city.” This recommendation should be implemented in order to improve the protection of the property which also needs clearly defined boundaries.
In the long term, it is intended to adopt a clear strategy for sustainable preservation and development of the Old City and to reach a better control of the setting as well as ensuring the balance between commercial and residential activities.
Conservation of the Old Walled City of Sana’a Republic of Yemen
T. Luke Young
“Viewed for the first time the old walled city of Sana’a creates an unforgettable impression, a vision of a childhood dream world of fantasy castles.“1
Sana’a has been continuously inhabited for over 2,500 years. Its religious and cultural heritage is reflected in its 106 mosques, 12 hammams (bath houses) and 6,500 houses built before the 11th century.2 The city’s architecture has been damaged, demolished and rebuilt through flooding, wars and prosperity. Yet, it wasn’t until the modernization in the 1970s that the city’s architectural fabric was truly in danger of disappearing. In the early 1980s, at the request of the Yemeni government, UNESCO launched an international campaign to conserve the city, which has been lauded world wide as a success. After considerable preservation and rehabilitation efforts, the city was designated as an UNESCO World Heritage Site in 1988 and given an Aga Khan Award for Architecture in 1995. While conservation efforts have been successful, little has been written to analyze the impact of the resulting tourism and development.
Physical and Historical
Located in the southwestern tip of the Arabian Peninsula, Yemen’s earliest excavated village settlements are dated to c. 5000 BC and the first urban settlements on the eastern deserts date from around 1200 BC. Sana’a lies in a fertile basin over two thousand meters above sea level, on a major communication axis that crosses the mountains of Yemen. As part of the African Horn where the Red Sea meets the Indian Ocean, it is often described as the ancestral heartland of the Arabs (Fig. 1).
Sana’a is one of the most ancient surviving cities in Arabia and arguably the longest continually inhabited city in the world. By the first century BC Sana’a emerged as a center of the inland trade route. After the withdrawal of the Turks in 1630, Sana’a became the seat of an independent Imam. This ushered in a period of prosperity for the city, which lasted for nearly two centuries and can still be seen in the quality and quantity of buildings from that time. Most of the domestic architecture still standing in the city dates from this period and later, while the extant mosques reach back well over one thousand years and fragments of towers are as old as four centuries before the rise of Islam.
Sana’a’s architectural vocabulary was already well formed by the tenth century when Ibn Rustah wrote that most of the houses “are adorned with gypsum, baked bricks, and symmetrical stones.”3 The architectural heritage of Sana’a consists of multi-story buildings decorated with geometric shapes and horizontal bands rendered in gypsum, narrow streets, urban gardens, elegant minarets and imposing monuments (Fig. 2).
The streets of the city are flanked by towering houses five to nine stories high. The houses are constructed of ashlar stonework from six to ten meters above street level where exposed brickwork then takes over.4 In Sana’a the space between buildings is just wide enough for pedestrians and mule-drawn carts.
Timber is in short supply since trees are relatively rare and small and so the traditional architecture of Sana’a relies on stone and clay bricks decorated with gypsum plaster. Symmetrical balance is clearly a desirable characteristic in the houses of Sana’a and facades have strong ingredients of conventional formality.
Impacts of Modernization
Sana’a has been an important center in southwestern Arabia for nearly 2000 years. Until the end of the Yemeni civil war in 1969 the city was closed to outsiders for two centuries, its unique multi-story buildings protected behind mud walls. A traditional way of life was preserved in a society that values looking after poor people and old animals. The city, though in need of maintenance, was clean and sanitary.
The opening of the country to the outside world in the 1970s, and the growth which accompanied the decision to make Sana’a the capital of the new Yemen Arab Republic, posed new challenges to the old city. The huge influx of dollars from the oil boom in neighboring Saudi Arabia, combined with a rapidly growing population, placed considerable stress on the old city’s historic buildings and its inadequate infrastructure. Sana’a grew extraordinarily fast as oil workers returning home invested their money in property. The population grew from about 55,000 in 1970 to 250,000 in 1982.5City growth by 1978 was out of control and with the new money came more automobiles.
Urban Yemenis abandoned their houses because they could not afford to maintain them, and preferred new villas out of town. The main shopping, banking and government services shifted out of the old city, mainly to the west and northwest. Educational, recreational, entertainment and health facilities also moved away to an area outside the walls. Wealthier residents moved away due to the unsanitary condition of the streets, lack of services and the relative inaccessibility of their houses by vehicles. They relocated to areas that promised a modern lifestyle adjacent to new facilities. Lower income Yemenis moved in to the old city and conditions deteriorated.
Economic development in Sana’a made the introduction of modern construction technology unavoidable. New reinforced concrete structures became eyesores alongside the traditional buildings. Additionally they proved to have adverse effects on traditional construction materials. Concrete’s inflexibility cracked surrounding brick and deposited salts that deteriorated the soft traditional materials (Fig. 3). As a result of modernization efforts in the old city, including the introduction of water and sanitation systems without adequate drainage, thirty historic houses collapsed between 1978 and 1979.6
In reaction to this grave state of ill repair, Yemeni officials and foreign technical advisors working in Sana’a pressed for the conservation of the city. They proposed that the whole town should be saved and that preservation challenges could be solved incrementally. The international community criticized this approach.7The main idea was to promote a living city while balancing the needs of conservation and development. Ronald Lewcock, an active advocate of the plan, summed up the primary motivation behind this philosophy: “Its value lies not so much in the merit of the individual buildings, important though they may be, as in the unforgettable impression made by the whole an entire city of splendid buildings combining to create an urban effect of extraordinary fascination and beauty.”8
CONSERVATION PROGRAM INTERVENTIONS
UNESCO’s conservation program stresses that expertise, fellowships, equipment and voluntary financial contributions are urgently needed from all sources if the campaign is to be successful.
Since the early 1980s a campaign to restore and upgrade the city has been ongoing under the direction of the General Organization for the Preservation of Historic Cities of Yemen (GOPHCY). The campaign as outlined in a UNESCO publication presents a strategy for conservation with three main goals.9
One, preserve as much of the physical context and as many of the monuments as possible, in order to maintain the city’s unique character together with its sense of age and history.
Two, ensure the preservation and rehabilitation of the traditional way of life of the medieval city as much as possible for those who desire it, without stifling urban life or the population’s desire for change and improved facilities.
Three, create a simple method of implementation for every aspect of the preservation and conservation of the old city.
The plan also provides typical examples of the architectural conservation necessary, strategies for reviving cultural traditions, a suggestion for a plan of action and preliminary financial estimates for the preservation and conservation of the old city.
Implementing the Plan
Key concerns addressed in the plan include water problems, impossible streets, traffic, unsightly wiring and aerials, poor maintenance, inadequate public amenities, and ugly (and harmful) modernization projects (Fig. 4).
The Yemeni government has allocated $11 million to install and improve water and sewage systems and agreed to pave the city’s streets and alley’s with bands of black basalt and white limestone.10 Work on the mud walls of the cities started in 1987 and continues today, as does the rest of the program. A pool of skilled local labor has been set up for this purpose.
Adaptive use projects have led to new functions for historic buildings, including a women’s technical school, an art gallery, a craft center, and guest houses. Throughout the city, local owners were encouraged to renovate their houses under the guidance of GOPHCY. Work continued as Swiss, Italians and others renovated buildings for use as hotels, cultural centers and private residences. Both the public and private restorations have shown considerable sensitivity to the architectural features of Sana’a, incorporating traditional materials and construction techniques in the restoration process.
New markets are now more accessible to vehicular traffic, thus boosting business and revitalizing the area’s once sagging economy. Cultural life in the city has also improved with the addition of galleries and craft centers, which have encouraged the arts and provided employment for craftsmen.
GOPHCY was successful in coordinating the efforts of governmental, bilateral and multilateral projects. It has helped improve the quality of life in old Sana’a thus earning the good will of the inhabitants, who have mobilized to continue the rehabilitation process.
THE KEY PLAYERS
The conservation program has demonstrated an excellent ability to combine the efforts of many parties, public and private, national and international, to implement various parts of the plan, all guided by a common principle.11 The Sana’a campaign worked, in part, because the President’s office guided it.12 But, the support of the local population and the international community were probably also vital to the project’s success. These were the key participants in the conservation of Sana’a:
1. President’s Office
2. General Organization for the Preservation of Historic Cities of Yemen (GOPHCY)
3. The citizens of Sana’a
4. Local Craftsmen
7. Foreign investors and entrepreneurs
The bulk of the financing came from Yemen, but foreign aid from international organizations such as UNESCO and UNDP, as well as individual European countries and entrepreneurs, were vital to the project.
UNESCO estimated that the conservation and infrastructure improvements outlined in their 1986 campaign would cost approximately $1,537,000 (at today’s exchange rates). It was anticipated that the expenditures could be well below this number, since exact estimation was not possible upon the project’s initiation. Yemen was successful in leveraging funds from European nations but the full cost of conservation has not yet been totaled. Certainly it was much more than original estimates since the paving component of the plan alone took over $3,000,000 to complete (L).
Despite the successful conservation efforts in the old walled city, many problems remain unresolved, mainly traffic congestion, pollution and the removal and effective disposal of garbage. Preservation controls have been put in place but are not properly enforced. Perhaps the most bittersweet aspect of successful implementation of the plan is the growth of heritage tourism. The mixed blessing of tourism is that while it introduces new forms of revenue, it displaces residents and substitutes a locally sustainable economy with one reliant on foreign currency. There are considerable worries about the detrimental effects of tourism on historic sites from Uzbekistan to the United Kingdom. Its influence on Sana’a has yet to be properly analyzed. Such a study should be conducted soon to avoid returning to the dilapidated state of the city which preservationists faced in the late 1970s (Fig. 5).
In the meantime, it is appropriate to recognize the victories of those who have been active in conserving the old walled city of Sana’a. The quality of life has improved, people have moved back, and the streets are now clean. In many ways the preservationists involved have solved what Michael Welbank calls the most intractable conservation problem today, the conservation of a cohesive high-quality urban area. In writing about the challenges of combining conservation and development in Third World countries he suggest that cities take a middle course where both interests come together in a “give and take” policy.13 It seems that Sana’a has accomplished this balance, ensuring that the city remains populated and, perhaps most importantly, enlisting the support and the interest of its citizens in the preservation of the past for future generations.
1. Ronald B. Lewcock, The Campaign to Preserve the Old City of Sana’a, Report Number 3 (Paris: UNESCO, 1986), p. 15.
2. “Organization of World Heritage Cities (OWHC), The World Heritage Cities: Sana’a.” Web Page. http://www.ovpm.org/ovpm/english/cities/ns_sanaa.html.
3. Lewcock, The Campaign to Preserve the Old City of Sana’a.
4. Lewcock, The Campaign to Preserve the Old City of Sana’a.
5. Lewcock, The Campaign to Preserve the Old City of Sana’a.
6. Ronald B. Lewcock, Class Lecture for MIT Course 4.239, 19 November 1998.
7. Lewcock, Lecture, 19 Nov. 1998.
8. Lewcock, The Campaign to Preserve the Old City of Sana’a, p. 103.
9. Lewcock, The Campaign to Preserve the Old City of Sana’a, p. 110.
10. Lewcock, Lecture, 19 Nov. 1998.
11. Cynthia C. Davidson and Ismail Serageldin, eds., “Conservation of Old Sana’a, Yemen” Architecture Beyond Architecture: Creativity and Social Transformations in Islamic Cultures: The 1995 Aga Khan Award for Architecture (London: Academy Editions, 1995).
12. Lewcock, Lecture, 19 Nov. 1998.
13. Michael Welbank, “Conservation and Development,”Development and Urban Metamorphosis (Singapore: Concept Media Pte Ltd for the Aga Khan Award for Architecture, 1984).
“Aga Khan Awards.” Architectural Review. v. 198, no. 1185 (Nov. 1995): pp. 62-86.
“Conserving the Traditional Architectural Culture of Yemen.” Architectural Record. v. 171, no. 11 (1983 September): pp. 45-47.
Davidson, Cynthia C., and Serageldin, Ismail, eds. “Conservation of Old Sana’a, Yemen.” Architecture Beyond Architecture: Creativity and Social Transformations in Islamic Cultures: The 1995 Aga Khan Award for Architecture. London: Academy Editions, 1995.
Kirkman, James S., ed. “City of Sana’a.” Nomad and City Exhibition: Museum of Mankind, Department of Ethnography of the British Museum, World of Islam Festival 1976. London: World of Islam Publishing Co., 1976.
Lewcock, Ronald B. Class Lecture for MIT Course 4.239. 19 November, 1998.
Lewcock, Ronald B. The Campaign to Preserve the Old City of Sana’a. Report Number 3. Paris: UNESCO, 1986
Lewcock, Ronald B. The Old Walled City of Sana’a. Paris: UNESCO, 1986.
“Organization of World Heritage Cities (OWHC), Sana’a, Yemen” Web Page. http://www.ovpm.org/ovpm/sites/asanaa.html
“Organization of World Heritage Cities (OWHC), The World Heritage Cities: Sana’a.” Web Page. http://www.ovpm.org/ovpm/english/cities/ns_sanaa.html
Sergeant, R. B. and Lewcock, Ronald, eds. Sana: An Arabian Islamic City. London: World of Islam Festival Trust, 1983.
Welbank, Michael. “Conservation and Development.” Development and Urban Metamorphosis. Singapore: Concept Media Pte Ltd for the Aga Khan Award for Architecture, 1984.
All images courtesy of Aka Khan Program, MIT Rotch Visual Collection.